Revenue Agreements

Wells Fargo Clearing Services, LLC may receive compensation from mutual fund companies and/or their affiliates, not related to individual transactions, for ongoing account maintenance, marketing support, educational and training services.

Companies and/or affiliates with agreements include:

  • 1919 Investment Counsel Funds
  • Abbey Capital
  • Aberdeen/Artio
  • Abraham Fortress
  • Alger
  • Allspring
  • ALPS
  • Amana/Saturna/Sextant
  • American Beacon
  • American Century
  • American Funds
  • Amundi Asset Management US
  • AMG Managers/Yacktman/Brandywine
  • Angel Oak Capital Advisors
  • Appleseed
  • Aquila Group of Funds
  • Ariel Investments
  • Aristotle
  • Artisan Funds
  • Ashmore
  • BNY Mellon/Dreyfus
  • Boston Common
  • Boston Trust Walden
  • Bramshill Income Performance
  • Brandes Investment Partners
  • Brookfield
  • Brown Advisory Funds
  • Buffalo
  • Calamos
  • Carrillon/Eagle/Scout/Chartwell
  • Catalyst Funds
  • Causeway Capital
  • Chase Investment Counsel
  • CM Advisors
  • Cohen & Steers
  • Columbia Threadneedle Investments
  • Conestoga
  • Congress
  • Credit Suisse
  • Cullen Funds (Schafer Cullen)
  • Davis
  • Dean
  • Delaware Funds by MACQUARIE/Ivy
  • DWS Investments
  • Diamond Hill
  • Direxion
  • Domini Funds
  • Doubleline
  • Driehaus
  • Dunham Funds
  • Easterly Funds, LLC/James Alpha
  • Edgewood
  • Emerald
  • Equity Investment Corp. (EIC)
  • Eventide
  • Fidelity
  • First Eagle
  • First Trust
  • FMI
  • FS Investments/Chiron
  • Gabelli Funds
  • Goldman Sachs
  • Good Harbor Financial, LLC
  • GQG
  • Green Century
  • Guggenheim/Rydex
  • Harbor Funds
  • Hartford
  • Heartland Funds
  • Hennessy Funds
  • Hillman
  • Hotchkis & Wiley
  • Invesco
  • Jackson Square
  • James Advantage
  • Janus Henderson
  • JOHCM
  • John Hancock
  • JP Morgan
  • Keeley
  • Kinetics
  • Lazard
  • LoCorr Funds
  • Lord Abbett
  • Madison Funds
  • Maingate MLP Funds
  • Mainstay
  • Manning & Napier
  • Mass Mutual
  • Matthews Asia Funds
  • Meridian
  • MFS
  • Midas Funds
  • Miller Value
  • Mondrian
  • Morgan Stanley/Calvert/Eaton Vance
  • Nationwide
  • Needham
  • Neuberger Berman
  • Nicholas Group
  • North Square
  • Nuveen
  • Olstein
  • Pacific Income Advisors (PIA)
  • Parnassus Funds
  • Patient Capital Management
  • Performance Trust
  • Polen
  • Praxis
  • Principal
  • ProFunds
  • PGIM/Prudential
  • Putnam
  • Quaker
  • Robeco/Boston Partners
  • RBC Funds
  • Reinhart Partners
  • RMB/Burnham Funds
  • Russell
  • Schwartz Investment Counsel, Inc./Ave Maria
  • Segall Bryant & Hamill (SBH)
  • SEI
  • Seven Canyon
  • Shelton Capital Management/ICON
  • SIT Funds
  • Sound Mind
  • Sound Shore
  • Sparrow
  • State Street
  • Sterling Capital Funds
  • Swan
  • T. Rowe Price
  • Tanaka
  • TCW Funds
  • Thornburg
  • TIAA-CREF
  • Tocqueville Funds
  • Torray Funds
  • Tortoise Capital Advisors/Advisory Research
  • Total Fund Solutions
  • Touchstone Funds
  • Transamerica Capital
  • Tributary
  • UBS Global Asset Management
  • Van Eck Global
  • Victory Funds/Munder/RS/Compass EMP/USAA
  • Virtus/Merger/Allianz
  • Voya
  • WCM
  • Weitz Funds
  • Westwood
  • William Blair
  • Wilmington