Rule 606 Disclosure of Order Routing Information
SEC Rule 606 requires broker-dealers that route orders in certain equity and option securities to make available quarterly reports that present a general overview of their routing practices.
- Quarter 1, 2024 (PDF)
- Quarter 1, 2024 (XML)
- Quarter 4, 2023 (PDF)
- Quarter 4, 2023 (XML)
- Quarter 3, 2023 (PDF)
- Quarter 3, 2023 (XML)
- Quarter 2, 2023 (PDF)
- Quarter 2, 2023 (XML)
- Quarter 1, 2023 (PDF)
- Quarter 1, 2023 (XML)
- Quarter 4, 2022 (PDF)
- Quarter 4, 2022 (XML)
- Quarter 3, 2022 (PDF)
- Quarter 3, 2022 (XML)
- Quarter 2, 2022 (PDF)
- Quarter 2, 2022 (XML)
- Quarter 1, 2022 (PDF)
- Quarter 1, 2022 (XML)
- Quarter 4, 2021 (PDF)
- Quarter 4, 2021 (XML)